• Pull and manage large datasets for analysis using high performance computing environments and interact with business intelligence systems and data visualization platforms

• Conduct examinations of CFE Trading Privilege Holders’ (TPH’s) books and records, supervisory procedures, compliance, order messaging and Internal Controls to determine adherence with Exchange Rules

• Perform analysis of market data and trading activity to detect possible violations of Exchange rules and regulations

• Analyze evidence (data and information) to make determinations regarding whether the activity in question was violative. Perform thorough research, collect evidence and conduct fact-finding interviews of market participants and witnesses. Evaluate evidence to conclude sufficiency with respect to suspected violations

• Build and maintain a thorough understanding of CFE's trading and regulatory environment, as well as the broader futures industry.

• Actively participate in training/continuing education opportunities and meetings

• Assist with evaluation of regulatory precedent to determine whether non-disciplinary or disciplinary actions are warranted. Recommend appropriate disposition to management for review

• Prepare clear and cohesive case reports detailing findings to management and disciplinary committees. Present work that is complete and requires minimal revisions

• Actively participate in team projects, discussions and problem solving. Participate in special projects as assigned

Knowledge, Skills and Abilities

• Strong analytical skills and the ability to apply quantitative and qualitative analysis

• PC skills required; working familiarity with MS-Office suite (Word, Power Point, Excel (functions, pivot, macros, VBA)

• Experience with relational databases (SQL, VBA, Access) or data visualization software (Tableau) and/or Snowflake preferred

• Excellent oral and written communication skills

• Excellent interpersonal skills

• Self-motivated and able to successfully complete projects on time working both independently and within a team

• High level of organization and attention to detail

• Experience working with JIRA and/or Nasdaq SMARTS a plus

• BS degree preferred

• 0-3 years experience

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